Ares Capital Corporation (ARCC) stock saw a modest uptick, ending the day at $23.18 which represents a slight increase of $0.18 or 0.78% from the prior close of $23. The stock opened at $23.04 and ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

Morgan Stanley (MS) stock saw a modest uptick, ending the day at $137.87 which represents a slight increase of $2.06 or 1.52% from the prior close of $135.81. The stock opened at $136.16 and touched a ...

Wells Fargo and Merrill Lynch will pay $35 million and $25 million, respectively, to settle allegations by the Securities and ...

Wells Fargo exceeded Q4 earnings expectations, driven by strong investment banking performance. Read why I upgrade WFC stock ...

Wells Fargo (WFC – Research Report), the Financial sector company, was revisited by a Wall Street analyst today. Analyst Glenn Thum from ...

First National Bank of Omaha cut its stake in NVIDIA Co. (NASDAQ:NVDA – Free Report) by 10.8% in the 3rd quarter, according ...

When the Federal Reserve started raising its benchmark rates in 2022, banks kept paying very little on sweep accounts. That ...

Scott J. Mason of Rubicon Wealth Management defrauded at least 13 advisory clients out of more than $20 million, spending it ...

Advisory clients’ uninvested dollars were automatically swept into bank accounts that paid paltry interest, but were ...

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting ...