JD Supra9m
Deadline Approaches for RIAs to Adopt AML Programs CIP Requirements Remain in Limbo
On August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) adopted a final rule that subjects investment advisers to the ...
First Bank doubles its earnings while Customers takes a hit in mixed year for local banks
The impact of the Fed's combined 1% rate reduction over the last several months is already filtering through the banking ...
USAA Bank's board taps Michael Moran as president of the embattled institution
USAA Federal Savings Bank has appointed Michael Moran to serve as president of the embattled financial institution. Moran has ...
Safe Harbor Financial Commences CEO Succession and Strategic Planning Initiative
Sundie Seefried to Immediately Become Co-CEO and Retire in 30 Days; Will Remain on Board of Directors Post-TransitionBusiness Transformation ...
Former Binance Labs Makes First Investment Following Zhao's Return: Report
YZi Labs, the rebranded venture capital arm of crypto exchange Binance, made its first investment following founder Changpeng 'CZ' Zhao's release ...
JD Supra2d
NTA Addresses Overlap Reporting
On 1/8/25, the National Taxpayer Advocate (NTA) published its 2024 Annual Report to Congress and identified taxpayers’ ...
The Santa Fe New Mexican2d
New Mexico agency part of multistate agreement leading to $80 million penalty for Block Inc.
A New Mexico agency joined a slew of other state financial regulatory entities in taking action recently against a firm accused of violations of the Bank Secrecy Act and anti-money ...
insurancebusinessmag3d
TD Bank Group names global head of financial crime risk management
TD Bank Group has appointed Jacqueline Sanjuas (pictured) as global head of financial crime risk management, in addition to ...
Banks Are Narcing on You Because Congress Forces Them To
The Bank Secrecy Act regime forces banks to report customers to the government for an ever-growing list of “red flags.” ...