In an 82-page order, Sebi found that Axis Securities failed to follow regulatory procedures in several areas, including ...

The order also mentioned discrepancies in the brokerages reporting of politically exposed persons and margin trading exposure ...

Sebi has fined Axis Securities Rs 10 lakh for regulatory breaches, including misreporting and client fund mishandling. The ...

SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...

The Securities and Exchange Board of India (Sebi) has imposed monetary penalty on brokerage firm Axis Securities. Now, the brokerage house Axis Securities, has to pay the penalty within a certain ...

Sebi has penalized Axis Securities Rs 10 lakh for violating stock broker rules, including reporting discrepancies, improper ...

NSDL and CDSL, in partnership with SEBI, have introduced the Unified Investor Platform mobile app for investors to ...

The markets regulator has asked brokers to bring the charter to the notice of their clients by disclosing it on their respective websites, making them available at prominent places in the office, and ...

Under the Companies Act, 2013, private placements are limited to 200 investors, excluding QIBs. By including AIs within QIBs for Angel Fund investments, SEBI intends to facilitate broader ...

Gamcos shares ended Fridays trading session 4.60% higher at Rs 84.62, with a market value of Rs 210.84Cr, after the Board of ...

The mid- and small-cap segments, which outpaced large-caps for much of FY24, have recently suffered a sharp sell-off. The ...

The Securities and Exchange Board of India (SEBI) has updated the Investor Charter for stock brokers to improve financial consumer protection, inclusion, and literacy. The revisions account for recent ...