The most frequently asked question at all-hands meetings for a securities offering is ... We focus principally on the requirements for new registration statements in public offerings, including ...

4 A “covered security” under Section 18 of the Securities Act is exempt from state law registration requirements (although filing a copy of the Form D notice with the pertinent state or states ...

Intercontinental Exchange announced that the U.S. Securities and Exchange Commissio or SEC, has approved ICE Swap Trade’s application for ...

This milestone follows the SEC’s new Regulation SE requirements mandating that any trading system or platform facilitating the trading or execution of security-based swaps (SBS) among ...